DFSA (DIFC) · FSRA (ADGM) · CMA · Central Bank of the UAE · VARA (Dubai)
Australia
ASIC · APRA · Federal Register of Legislation
Singapore, Hong Kong
MAS · SFC · Hong Kong e-Legislation
International
Basel Committee on Banking Supervision
Each provision
As the regulator wrote it, with what it is about.
Quoted, marked as rule or guidance, and sorted by topic, product and audience.
Financial Conduct Authority · Conduct of Business SourcebookR
COBS 22.5.20R
Restrictions on monetary incentives and non-monetary incentives
A firm must not offer to a retail client, or provide a retail client with, any of the following when marketing, distributing or selling a restricted speculative investment: (1) a monetary incentive; or (2) a non-monetary incentive.
Gifts, hospitality and inducementsProduct governance and fair value
Products
CFDs, spread bets and FX
Audience
Retail
Owning team
Marketing, also sales and advice
Read from
FCA Handbook, in force from 1 August 2019
Horizon scanning
Every new publication, sorted by topic.
See what regulators published this week, and what it means for you.
Financial Conduct Authority Feedback statement
FS26/3: Expanding consumer access to investments: Feedback to DP25/3
Promotion rules for high-risk investments to be reviewed
Financial Conduct Authority Good and poor practice
Contracts for difference firms: good and poor practice
European Securities and Markets Authority Enforcement
ESMA's third Sanctions Report highlights the need for greater convergence in enforcement
European Securities and Markets Authority Guidance
ESMA promotes clarity in claims on impact and transition
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